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Compliance Manager Nottinghamshire
Permanent
20/02/2023
05/06/2023
Catherine Tieley
Kind Consultancy is working with a well-established, innovative Bank which is currently seeking a Compliance Manager to join them in a permanent, full-time role paying up to £55,000. The position is based in their Nottingham offices and has a flexible working model. Key responsibilities of the Compliance Manager will include: - Working closely with the second line function to deliver on the regulatory requirements of the bank, ensuring that all mandatory legal and regulatory changes are effectively implemented - Working closely with the Data Protection Officer and second-line functions to ensure that processing of data is compliant with GDPR/DPA 2018 - Leading and chairing the Bank's Compliance forum in line with governance, developing quality documentation to assess their compliance against key regulations; - Being a key stakeholder in the implementation and embedding of Consumer Duty regulations; - Providing advice and guidance relating to compliance matters to the business, including key contact for the complaints and claims team ; - Co-ordinating the maintenance of the Conduct Risk Dashboard, ensuring that the business has appropriate KRI measures in place to assess exposure to conduct risk and compliance to regulations; - Ensuring the proper and timely reporting of identified incidents related to compliance and monitoring of progress; - Assisting the business in evaluating or investigating and in causal analysis of specific compliance issues, breaches or Business Incidents as required Our ideal candidate for the Compliance Manager opportunity: - Has proven expertise of applicable FCA rule books, including but not limited to CONC, SYSC, PRIN, DISP and also working knowledge of the Consumer Credit Act laws - Has past experience as a Subject Matter Expert (SME) for regulatory compliance at a senior level within a retail lending/consumer finance environment - Has demonstrable data protection and compliance advisory experience - Is IT literate with knowledge of Microsoft Office packages, particularly Excel and Word - Understands how to control risk and appropriate monitoring systems - Has recent experience of work within the Compliance function of a regulated UK Financial Services business - Has previously developed and implemented Risk and Compliance frameworks If you're interested in the Compliance Manager opportunity and you have the skills, knowledge and experience we're looking for, please apply with an updated CV today.
View More Compliance Officer Remote
Permanent
17/05/2023
17/06/2023
Catherine Tieley
Kind Consultancy is working with a fast-growing motor finance firm which is currently seeking a Compliance Officer to join them in a full-time, permanent role paying £45,000 - £50,000. This is a hybrid role, requiring fortnightly travel to their Manchester office and occasional travel to Oxford. The Compliance Officer will identify and advise on compliance risks whilst developing controls within the regulatory framework, with key responsibilities including: - Managing regulatory change into the business - Providing advisory support to business areas to help embed a compliance culture - Training and sharing knowledge with colleagues - Internally promoting organisational compliance - Creating reports for internal governance committees. - Assisting with strategic projects and regulatory change initiatives - Embedding the Compliance framework by drafting new policies and providing policy-related training - Actively promoting a customer-centric culture Our ideal candidate for the Compliance Officer opportunity: - Has 3+ years previous experience of working in a Compliance, Risk or Audit capacity within Financial Services in the UK - Has a working understanding of FCA PRINI and Sourcebooks – CONC, DISP, SUP and SYSC - and an awareness of the Consumer Credit Act and Hire Purchase Agreements - Has experience of supply chains involving broker networks - Has excellent communication and listening skills, both verbal and written, and consistently strong attention to detail - Holding an ICA Diploma in Compliance would be desirable, as would having knowledge of Data Protection, GDRP and Motor Finance, and past experience of policy writing If you're interested in the Compliance Officer opportunity and you have the skills and experience we're looking for, please apply with an updated CV today.
View More Group Chief Risk Officer Remote
Permanent
29/03/2023
26/06/2023
Catherine Tieley
Kind Consultancy has been retained as the exclusive recruitment partner to find a new Group Chief Risk Officer for a large Financial Services network. This is a permanent role that will be predominantly remote requiring ad-hoc travel to offices in the West Midlands, the South West and the North East, with a competitive annual salary and an excellent benefits package. This is an exciting opportunity to join an already market-leading and fast-growing organisation at a key moment in their expansion. The Group Chief Risk Officer (CRO) will be responsible for providing strategic direction to, and management of, the Risk & Compliance Function and on-going management of the firm's risk and compliance profile, including operational, conduct, compliance, business and strategic risks. Key responsibilities will include: - Holding the formal SMF 4 and SMF 3 responsibilities with direct accountability to the FCA for delivery of the associated actions - Building and leading the 2nd Line of Defence, embedding an effective and appropriate risk & governance framework - Assessing risk throughout the division, considering the needs of the customer and the requirements of the FCA, monitoring the progress of risk mitigation activities, and ensuring that relevant risk measurements and reports are made available to the Executive team - Communicate to key stakeholders regarding the risk profile of the business. - Deliver regular risk analysis reports to company executives complete with actionable plans for avoiding or preventing potential threats at all levels - Line Management of the Financial Services Compliance, Business Risk, Conduct Risk and Information Security functions - Oversee and analyse market threats and market risk management capability - Develop and implement the risk management policies, standards and processes, and monitor their compliance. - Embedding a positive culture of confident and informed risk-taking through training, communication and promotion of the agreed risk framework. - Identify and address potential threats to the financial stability of the company, to the company’s regulatory status, and to the company’s reputation For the Group Chief Risk Officer opportunity, we're looking for candidates who: - Have experience of managing and overseeing the delivery of control function responsibilities - Possess extensive knowledge of Financial Services markets, activities and regulations - Are fully conversant with the FCA reporting, regulations, and standards - Have a background in Mortgage, Insurance or Intermediary - Have very strong people management skills and experience of dealing with complex business models If you're interested in the Group Chief Risk Officer opportunity and you have the skills and experience we're looking for, please apply with an updated CV today.
View More Post Completion Mortgage Specialist
Permanent
30/05/2023
30/06/2023
Hetal Chavda
Kind Consultancy is working with a long-established and well-respected Retail Financial Services firm seeking a Post Completion Mortgage Specialist to join them in a permanent, full-time role based in their West Midlands head office with an initially hybrid working model, subsequently moving to predominantly remote work. Working within the Lending department, the Post Completion Mortgage Specialist will be focused on viewing and completing contract variation requests to designated authority levels whilst protecting the integrity of the mortgage portfolio, with key responsibilities: Key responsibilities of the Post Completion Mortgage Specialist will include: - Processing a range of supporting documentation within the agreed policy, achieving required effectiveness and accuracy objectives and with agreed service levels - Managing mortgage accounts through all core systems within an agreed timescale to achieve appropriate solutions for our customers - Assessing affordability and suitability of applications whilst obtaining and maintaining appropriate mandate - Adhering to all audit and FCA requirements - Providing excellent service to ensure customers receive fair outcomes - Ensuring sufficient, clear and accurate information is provided to enable decisions outside of mandate - Carrying out the highest standards of customer service throughout the management of all mortgage account requests. For the Post Completion Mortgage Specialist opportunity we're looking for candidates who: - Have previous customer service or administration experience, preferably in the mortgage sector - Have excellent communication skills - Are able and willing to understand complex matters and have the ability to make informed decisions and be accountable for them. - Are highly accurate, with consistently strong attention-to-detail - Hold at least 4 GCSEs including Maths and English - Are confident PC users, including Word and Excel If you're interested in the Post Completion Mortgage Specialist opportunity and you have the skills and experience we're looking for, please apply with an updated CV today.
View More Project Manager - Savings London
Contract
16/05/2023
26/06/2023
Rebecca Williams
Kind Consultancy is working with an exciting, fast-growing Financial Services business which is currently seeking a Project Manager to join them on a 3-month contract opportunity paying up to £700 per day. The contract is outside IR35 and will be a predominantly remote role requiring occasional travel to London. The Project Manager will be joining the organisation's Savings division and will focus on raising deposits and onboarding new savings platforms. The Project Manager will work with senior stakeholders (up to and including the executive committee), Agile Tech Product teams and third parties. We're looking for candidates who are experienced hands-on Project Managers, ideally with some experience of work involving Savings within a Challenger Bank. If you have the skills and experience we're looking for and you're interested in the Project Manager contract, please apply with an updated CV today.
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